SEC Marketing Rule Brings New Freedom, New Requirements: Brian McLaughlin
The new marketing rule for RIAs went into effect on May 4, 2021, replacing the “outdated patchwork advertising and cash solicitation”...
life insurance
Executive-Bonus Clawbacks Get Long-Delayed Approval From SEC
Corporate executives will have to pay back bonuses based on mistakes in their businesses’ financial reporting under a new rule...
The Holistic Advisor Advantage
What You Need to Know J.D. Power says only 14% of the clients of full-service advisors get comprehensive financial advice....
Puritan Life Insurance Reviews
Life Insurance Products from Puritan Life Insurance Company of America If you prefer doing your research and shopping online, you...
This Trait Makes You a Better Investor: Barry Ritholtz
“This too shall pass.” Companies can crash and burn from great success for many reasons, Ritholtz wrote. It’s easy to...
5 Steps to Going Indie — Today
What You Need to Know Independent RIA models are becoming more attractive to advisors who have grown weary of BD...
GE to End $2.5B Long-Term Care Insurance Reinsurance Arrangement
The company reported then that Employers Re and an Employers Re subsidiary, Union Fidelity Life Insurance Co., had $30 billion...
IRAs Are a Top Priority of the IRS' Own Auditor in 2023
The IRS uses that information to determine whether your clients owe the 10% additional tax on early qualified plan distributions....
DOL Extends Indie Contractor Rule Comment Period
“It is critical that those impacted by this proposal have ample time to review, analyze and provide meaningful comments to...
GE Agrees to End $2.5B Long-Term Care Insurance Reinsurance Contract
What You Need to Know GE put much of its life, annuity and long-term care insurance business in the hands...
