Why the SEC Should Default to E-Delivery
Technology advancements in recent years have helped shorten the process of completing securities transactions, and the SEC is working to...
life insurance
Occidental Life Insurance Company of North Carolina Reviews
Advantages of Occidental Life Insurance Company of North Carolina Thinking of choosing Occidental Life Insurance Company of North Carolina? Reviews...
6 Ways Advisors Can Keep Clients Happy With Their Technology
Start Slideshow During the pandemic, consumer adoption of digital technology skyrocketed, sparking consumer expectations of the digital experience to do...
SEC Votes to Modernize How BDs Can Preserve Electronic Records
The adopting release will be published on SEC.gov and in the Federal Register, and the final amendments will become effective...
Help a Stupid Old Lady
Hi. I've just realized what a collosal ripoff I've bought into. I'm coming here to ask if there's anything I...
The Secure Act & Inherited IRAs: 10 Considerations for Estate Planning
Start Slideshow The Setting Every Community Up for Retirement Enhancement (Secure) Act is noted for the changes made for the...
How Model Portfolios Can Free Up Advisors' Time
The use of model portfolios can free up time advisor practices spend on portfolio management, according to a new report...
Ex-RIA Comptroller in Father-Daughter Ponzi Scheme Gets 6-Year Sentence
SAI is the introducing broker for Securities America advisory clients and both have been owned by Advisor Group since the...
8 New Realities to Grasp as Stock and Bond Bears Roar Together
Start Slideshow There is never an easy time to be a chief investment officer at a national registered investment advisory...
Life Insurance scam or fraud?
I received a Notice of Payment Due from a life insurance provider, naming me as the Insured, but no mention...
