Private Equity Firms Face Life Insurer Safety Questions at Senate Hearing
“Many workers are very, exceptionally nervous about that,” Brown said. Warren said that private equity firms, or companies that invest...
life insurance
Debate: Should Tax Deferrals From Opportunity Zone Investments Be Extended?
The 2017 tax reform legislation created new rules governing the taxation of capital gains stemming from investments in qualified opportunity...
How Advisors Can Help Clients With a Terminal Illness
5. Try enlisting the client’s family members to help you. “If you have a client who is seeming depressed and...
Should Social Security Be Used to Fund Parental Leave?
Social Security Advocates Weigh In Nancy Altman, president of Social Security Works, agreed in an email to ThinkAdvisor that the New...
Medicare Plan Distributors Add Call Recording Tools
What You Need to Know The rules were completed in April and are set to take effect Oct. 1. Integrity...
Emerge Launches 10 ETFs Led by Women
What You Need to Know The firm, led by Lisa Langley, already has other actively managed thematic ETFs, including some...
GOP Lawmakers Probe FINRA Chief on Complex Products Plan
Republican members of the House Financial Services Committee are balking at the Financial Industry Regulatory Authority’s request for comment on...
Cetera Is First Client to Launch Broadridge's Wealth InFocus: Tech Roundup
What You Need to Know Cetera is the first client for fintech firm Broadridge's new Wealth InFocus next-gen wealth communications...
SEC Strikes Again on 12b-1 Fees, Fining Another RIA
Aventura Capital, although eligible to do so, did not self-report this 12b-1 fee related conflict of interest to the Commission...
5 Myths the Hispanic Community Has About Life Insurance
Insurance professional and Mexican American Monica Rangel works hard to educate the Hispanic community about life insurance. The founder and...
