Wells Fargo Consent Order for Fake Accounts Ended by Regulator
Related: ‘The Fish Rots From the Head Backwards:’ Why Fixing Wells Fargo’s Culture Is Taking So Long The consent-order termination...
life insurance
Appeals Court Finds Pru Had Some Fiduciary Duty Over Group LTC Plan Rates
Parmenter argues that the state does have authority to regulate rates at employer-sponsored LTCI plans, and that Tufts and Prudential breached...
Burt White: 'If We Lose the Humanity, We're Toast'
Technology can be a powerful asset, but that isn’t what’s driving organic growth for financial advisors. So suggests Burt White,...
Big Firms Boost Their CFP Numbers
Four firms added 200 certified financial planners or more in 2023, the Certified Financial Planner Board of Standards announced Thursday. Some...
Democrat Pushes for Middle Way at House Fiduciary Rule Hearing
If conflicted advice cuts savers’ income by 1% per year, and the savers spend down in a normal way, “the...
Fidelity Charitable Clients Granted Record $11.8B in 2023
A report issued this week by Fidelity Charitable shows that the nonprofit organization facilitated $11.8 billion in donations to charities...
Bezos Reaps Florida Tax Benefit With $4B Amazon Share Sale
Miami especially has become a magnet for the ultra-rich and their businesses thanks to its low taxes and high quality...
Gensler Vows to Advance SEC's Rule Agenda as Election Looms
Under the commission’s bureaucratic process, the agency must vote to propose a rule, take public comment, and then vote again...
Why Stifel Exec Alex David Jumped to Raymond James
Veteran industry executive Alex David’s surprise move this week to join Raymond James from rival broker-dealer Stifel Financial was sparked — as...
4 Ways You Can Define Your Market
Have you ever been asked: “Who do you take on as clients?” Years ago, the jokey was “anyone with a...
