DBRS Morningstar Reviews an Annuity Burrito Filling
What You Need to Know CLOs are packages of secured business loans that are commonly divided into tranches that expose...
life insurance
New AI Tool Helps Advisors Offer Estate Planning
Digital estate planning platform Wealth.com launched Ester, a legal assistant that it said uses artificial intelligence and machine learning to...
Jessica Brooks to Lead Health Agent Group
The National Association of Benefits and Insurance Professionals has picked Jessica Brooks to succeed Janet Trautwein as its next CEO....
SEC Has No Way to Track RIA Arbitration Stats, Unpaid Awards
The Securities and Exchange Commission has no way to track the number of registered investment advisor arbitrations or unpaid arbitration...
Will Climate Change Send Life Insurers' Real Estate Assets Up in Smoke?
What You Need to Know Life insurers have about $1 trillion in real estate-related assets. FIO wonders what floods, wildfires...
Use a 'Human-Centric' Approach to Improve Your Bottom Line
Three initial advisor-provided client experiences can set in motion the “human-centric” aspect of financial planning. It starts on the advisor’s...
The End of the COVID-19 Emergency: A Medicare Customer Question
What You Need to Know For most clients, vaccines are still available without cost-sharing. Lab tests ordered by doctors will...
Where a Medicare Advantage Broker Comp Proposal Falls Short
What You Need to Know A group of nonprofit health plans wants to cap total Medicare Advantage plan agent and...
Fired Wells Fargo Brokers File Age, Race Discrimination Suit
Two former Wells Fargo Advisors brokers and managers have sued their former firm, alleging they were fired last year due...
Here's What a 'Trusted Contact' Is, and Isn't: FINRA Exec
There’s also “a variety of reasons why customers are not opting to provide a trusted contact,” Wrona said, which includes misunderstandings...
