42 Dropped Cases, 48 Lifted Bars, One Big 'Disaster': SEC Roundup
Welcome to SEC Roundup, a bimonthly video series by former Securities and Exchange Commission senior trial counsels Nick Morgan and...
life insurance
SEC's Fund Liquidity Plan Hurts Retirement Savers, Lawmakers Say
GOP lawmakers expressed “strong opposition” on Wednesday to the SEC’s proposed rule titled “Open-End Fund Liquidity Risk Management Programs and Swing...
Raymond James Names New Head of Advisor Inclusion Networks
Raymond James appointed Samantha Trebesch to be the new head of its Advisor Inclusion Networks as she takes on an expanded role...
7 family-friendly games to play in the pool this summer
Sure, you might be happy to float aimlessly in a swimming pool, potentially with a beverage in hand, your kids...
Ex-Merrill Rep Who Threw Smoothie Hit With FINRA Complaint on Cash Transactions
An advisor who was fired by Merrill Lynch early last year over an incident in which he was captured on video throwing a drink and...
Wood's Ark Adds Possible 'Silver Bullet' to Bitcoin ETF Filing
The move theoretically places ARK and 21Shares ahead of BlackRock in the race to launch the first U.S. spot-Bitcoin ETF, given that...
10 Best Blue-Chip Stocks for Long-Term Investors: Morningstar
Start Slideshow Investors often hold blue-chip stocks at the core of their portfolios because these stocks are from large, well-established,...
Washington State Long-Term Care Insurance Program to Launch Saturday
What You Need to Know Originally, WA Cares was supposed to begin collecting taxes in 2022. The program is supposed...
20 Best Performing ETFs This Year
Start Slideshow The role of technology stocks in driving the market rally in this year’s first half is evident in...
Will State Auto-IRA Programs Become the Norm?
According to the panel, even a small amount of regular contributions to retirement savings, if allowed to compound over the...
