House Passes Bill to Create Senior Fraud Task Force
The full House passed late Monday H.R. 2593, the Senior Security Act of 2023, which requires the Securities and Exchange...
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Former SEC Chair Jay Clayton: Regulators Can't Bow to Tech
Financial market regulators must allow room for the creation of innovative and novel technologies that have the potential to greatly...
Ex-Morgan Stanley Advisor Pleads Guilty to Money Laundering
A former Morgan Stanley advisor and broker who misappropriated more than $1.5 million from two older clients who are his...
SEC Examiners Turn Up the Heat on Marketing Rule Compliance
While the compliance date was Nov. 4, the SEC’s advertising and marketing rule has been in effect since May 2021. In its new...
Yale Prof: Why Wealthy Clients Chase Performance; What Personal Finance Gurus Get Right
“Over the past 15 years, value stocks have had lower returns than growth stocks,” argues James Choi, finance professor at the...
15 Richest Self-Made Women in America: Forbes, 2023
Start Slideshow The female entrepreneurial class in the U.S. doesn’t command headlines the way their male counterparts often do, but...
Market Can End the Year 'Modestly Higher': Raymond James CIO
He also voiced concern about what artificial intelligence would do to the workforce as it becomes more embedded in company operations...
How to teach your teens about budgeting
To state the obvious: Parenting is rewarding, but it isn’t always easy.So rest assured, you’re not alone if you find...
New York Regrets How It Regulated Long-Term Care Insurance Rates
What You Need to Know New York officials want to come up with new strategies for implementing LTCI premium increases....
Wildfire-Related 'Purple Air' Starting to Get Life Actuaries' Attention
What You Need to Know Unhealthy, 'purple air' affected about 40 million U.S. residents this week. Wildfires often cause purple...
