'Tremendous Upside' for RIA Firms: Beacon Pointe CEO
The biggest woman-led RIA in America, by assets under management, is based on a business model with at least three...
life insurance
15 Key Life, Health and Annuity Regulatory Stories of 2022, So Far
Start Slideshow Legislators and regulators could still rush out a flurry of major life, health and annuity actions, but up...
Medicare Advantage Managers Propose 2024 Ban on Lead Sales
What You Need to Know The current draft would not allow any sales of Medicare Advantage or Medicare drug plan...
'Twas the Friday Before Christmas
Interest rates, they are rising, that’s bad for debt. Credit card rates have risen, up payments have crept. You needn’t...
Insurtech Startups Pivot Toward Supporting the Agents: Afficiency Exec
Until artificial intelligence gets good enough and can mimic a human being, there will always be space for agents to...
How new IG Wealth partnership aims to 'help clients sleep at night'
“Like so many organizations, we had a lot of legacy systems where it wasn't simple to do a mortgage,” Riley...
Insurtech Regs, 'Dark Pattern' Spottting on NAIC's To-Do List
What You Need to Know A group says insurer market conduct reports should be public. Its head wants regulators to...
How Enforcement Will Play Out in 2023: SEC Roundup
Welcome to SEC Roundup, a bimonthly video series by Paul Hastings partners and former Securities and Exchange Commission senior trial counsels Nick...
Are Annuities Appropriate in a 401(k)?
From this information, to qualify under the safe harbor, the plan sponsor must draw the conclusion that the carrier is...
FTX Collapse Could Wake Up Washington on Crypto Regs: SEC's Peirce
Do you think this incident is going to create a new sense of urgency in Washington to get regulations in...
